The Application for a Special Assembly Occupancy License (form L_040_F, marked FORM - AB) is the City of Philadelphia Department of Licenses and Inspections (L&I) form for a NEW Special Assembly Occupancy License. It is one of the Philadelphia business license applications L&I handles for entertainment businesses, a group of licenses that also includes the Event Promotor Registration and the Carnival License. On this page you can fill out the form online on FillingPDF and download or print the completed PDF. The form states that it must be submitted in person and must not be mailed.
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What is L_040_F?
The Application for a Special Assembly Occupancy License is the one-page City of Philadelphia form, issued by the Department of Licenses and Inspections (L&I), that an owner or operator completes to request a NEW Special Assembly Occupancy License for a location.
The form has three parts and a declaration:
- Part A records the address of the licensed activity, the owner/operator's contact information, any Pennsylvania corporations in which the applicant holds equity, and the tax account and license numbers tied to the property.
- Part B is a checklist in which the applicant verifies that City taxes, charges and fees are current, that a Zoning Permit for the use and a Certificate of Occupancy are valid, and that a criminal history record search and photos of the posted license notice are included.
- Part C lists the limits and conditions that apply to a license holder, including the ban on operating between 2:00 am and 7:00 am.
- The Declaration and Signature block certifies that the statements are true and correct.
L&I lists the Special Assembly Occupancy License with two other entertainment business licenses, the Event Promotor Registration and the Carnival License. This form applies only to the first of them, and it is for a new license, as the form's own heading says. Anyone who knowingly makes a false statement on it is subject to possible revocation of any licenses and other penalties prescribed by law or ordinance.
Who needs to file L_040_F?
The main group is owners or operators who want a NEW Special Assembly Occupancy License for a location in Philadelphia. The owner/operator signs the declaration at the end of the form.
Conditions the form attaches:
- If the legal entity is a "company", up to two corporate owners must be named in Part A, each with title, home address and city/state/zip.
- The applicant must name all Pennsylvania corporations, including limited liability corporations, in which they hold any equity interest, whether directly or through tiers of a corporate structure such as a parent-subsidiary structure.
- The applicant must be able to confirm in Part B that City taxes, charges and fees are current and that a Zoning Permit for the use and a Certificate of Occupancy are valid.
Exclusions: the form is for a new license only. L&I treats the Event Promotor Registration and the Carnival License as separate licenses, so this application does not cover them. The form does not describe any other person who may sign for the owner or operator.
When to file L_040_F
Use this form when you are applying for a NEW Special Assembly Occupancy License. The form prints no filing deadline and no renewal cycle.
Before you apply, the Part B items must already be in place: a valid Zoning Permit for the use, a valid Certificate of Occupancy, current City taxes, charges and fees, a criminal history record search, and photos proving that the Special Assembly Occupancy License Notice has been posted. The form notes that the posting must remain on site for at least 30 days. Part A also asks for the date the activity started at the property.
Documents you need
- A Criminal History Record Search by the City of Philadelphia or the State of PA, provided with the application (Part B).
- Photos showing proof of posting of the Special Assembly Occupancy License Notice, provided with the application; the posting must remain on site for at least 30 days (Part B).
- A valid Zoning Permit for the use: Part B asks you to verify it is valid.
- A valid Certificate of Occupancy: Part B asks you to verify it is valid.
How to fill out L_040_F
Note the in-person requirement
The top of the form says the application must be submitted in person and not mailed. Plan to bring the completed form to L&I.
Enter the location address
In Part A, Location, write the address of the licensed activity.
Enter the owner or operator details
Fill in the Owner/Operator's Name, the Business Name (if different from owner), the Owner/Operator's Address, the Email and the Phone #.
Name corporate owners if applicable
If the legal entity is a "company", name up to two corporate owners with Name of Corporate Owner, Title, Home Address and City/State/Zip. Name all Pennsylvania corporations, including limited liability corporations, in which you have any equity interest, direct or through a corporate structure.
Add tax and license numbers
Enter the Philadelphia Business Tax #, Commercial Activity License #, Food License # and Lawful Occupancy #, plus the Date activity started at this property.
Verify the Part B checklist
Check Yes for each item that is true: City taxes, charges and fees current; Zoning Permit for the use valid; Certificate of Occupancy valid; Criminal History Record Search provided; photos of the posted license notice provided.
Read the Part C limits and conditions
Review the license holder's responsibilities, including no operation between 2:00 am and 7:00 am, no pyrotechnic devices, and no contracts with an unregistered promotor.
Sign and date the declaration
The Owner's / Operator's Signature and the Date certify that the statements are true and correct to the best of your knowledge and belief.
Review and download the completed PDF
Check every entry against your documents, then download or print the completed PDF from FillingPDF. Bring it, with the criminal history search and the posting photos, to L&I as described under How to submit.
How to submit L_040_F
The form says it must be submitted in person and carries the warning "DO NOT MAIL THIS APPLICATION". L&I's entertainment business licenses page repeats "Do not mail applications" and names two ways to apply:
- In person: take the application to the Permit and License Center in the MSB Concourse.
- Online: L&I's page says you can apply for these licenses online, and it gives the page at https://www.phila.gov/documents/entertainment-business-license-materials/. The form itself names only in-person submission, so confirm with L&I which route applies to you.
Bring the completed, signed application together with the Part B items: the criminal history record search and the photos showing the posted license notice. The form prints no fee, mailing address or phone number. FillingPDF lets you fill out and download the PDF; submission follows the channels above.
Common mistakes to avoid
- Mailing the application. The form is marked "DO NOT MAIL THIS APPLICATION" and L&I repeats "Do not mail applications."
- Leaving out the criminal history record search from the City or State of PA, which Part B says must be provided with the application.
- Omitting the photos that prove the Special Assembly Occupancy License Notice was posted, or taking down the posting before it has stayed on site for at least 30 days.
- Checking "Yes" in Part B when City taxes, charges and fees are not current, or when the Zoning Permit or Certificate of Occupancy is not valid.
- Not naming up to two corporate owners in Part A when the legal entity is a "company", or leaving out Pennsylvania corporations in which the applicant holds equity.
- Using this form for something other than a NEW Special Assembly Occupancy License, or for the Event Promotor Registration or Carnival License.
- Planning to operate between 2:00 am and 7:00 am, which Part C prohibits for a special occupancy.
- Signing without checking the statements: knowingly making a false statement can lead to revocation of licenses and other penalties.
Frequently asked questions
What is the Special Assembly Occupancy License application?
It is the City of Philadelphia L&I form (L_040_F, FORM - AB) for a NEW Special Assembly Occupancy License. It collects the location, the owner/operator and tax details, a Part B document checklist and a signed declaration.
Is a Special Assembly Occupancy License a Philadelphia business license?
L&I issues it to those operating entertainment businesses, alongside the Event Promotor Registration and the Carnival License. The form asks for the Philadelphia Business Tax # and Commercial Activity License # of the business at the property.
Can I mail the Special Assembly Occupancy License application?
No. The form is marked "DO NOT MAIL THIS APPLICATION" and says it must be submitted in person. L&I's page also says not to mail applications and points to the Permit and License Center in the MSB Concourse.
What do I need to submit with the application?
Part B asks for a Criminal History Record Search by the City or State of PA and photos showing the Special Assembly Occupancy License Notice posted. It also asks you to verify a valid Zoning Permit and Certificate of Occupancy.
How long must the license notice stay posted?
At least 30 days. Part B notes that the posting of the Special Assembly Occupancy License Notice must remain on site for that long, and photos showing the posting go with your application.
What hours can a special assembly occupancy operate?
Part C states that no special occupancy shall operate between 2:00 am and 7:00 am. It also bars pyrotechnic devices, fireworks and explosives, and contracts with promotors not registered as promotors.
Can I fill out this form online?
You can fill out the PDF online on FillingPDF and download or print it. FillingPDF is not affiliated with the City of Philadelphia and does not submit the form to L&I; you deliver it through the channels the city names.
What happens if I put false information on the application?
By signing, you certify the statements are true and correct to the best of your knowledge and belief. The form says a knowingly false statement can lead to possible revocation of any licenses and other penalties prescribed by law or ordinance.
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